Companies › CAT
CATERPILLAR INC (CAT)
Institutional ownership, SEC filings and insider activity
Sector: Industry · SEC CIK 0000018230 · EDGAR filings · Updated 2026-07-27
CATERPILLAR INC (CAT) has reported institutional ownership of 71.9%, with 3,705 institutional managers holding positions valued at $231.6B per the latest 13F reporting period. The company has 2 bond series in the registry.
Filings this week (3)
- 2026-07-27 — Insider transaction reported (Form 4)
- 2026-07-27 — Insider transaction reported (Form 4)
- 2026-07-27 — Insider transaction reported (Form 4)
Every filing links to the official SEC document. Real-time filing alerts for this company are available inside the app.
Latest updates
- 2026-07-01 — Insider transaction reported (Form 4)
- 2026-06-29 — Insider transaction reported (Form 4)
- 2026-06-29 — Insider transaction reported (Form 4)
- 2026-06-29 — Insider transaction reported (Form 4)
- 2026-06-25 — 11-K filed
- 2026-06-25 — 11-K filed
- 2026-06-25 — 11-K filed
- 2026-06-25 — 11-K filed
Institutional ownership overview
According to SEC 13F filings tracked by Sightfile, CATERPILLAR INC has 3,705 institutional holders and institutional ownership of 71.9%.
| # | Institution | Reported value | % of tracked total |
|---|---|---|---|
| 1 | BlackRock, Inc. | $26.3B | 11.4% |
| 2 | STATE STREET CORP | $24.7B | 10.7% |
| 3 | VANGUARD CAPITAL MANAGEMENT LLC | $21.4B | 9.2% |
| 4 | STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | $10.3B | 4.5% |
| 5 | VANGUARD PORTFOLIO MANAGEMENT LLC | $8.29B | 3.6% |
| 6 | GEODE CAPITAL MANAGEMENT, LLC | $7.89B | 3.4% |
| 7 | Fisher Asset Management, LLC | $6.93B | 3.0% |
| 8 | MORGAN STANLEY | $5.31B | 2.3% |
| 9 | GATES FOUNDATION TRUST | $4.50B | 1.9% |
| 10 | NORTHERN TRUST CORP | $4.02B | 1.7% |
Full holder history and quarter-over-quarter changes are available inside the app.
Insider activity
Insiders reported 164 transactions (3 buys, 61 sells) across 19 reporting insiders, with a net reported value of −$155.8M.
Quarterly net insider value, as reported in Form 4 filings.
Debt profile
2 active bond series in the registry, coupons ranging 5.20%–5.50%, maturities through 2055, built from the company's own prospectus filings.
Debt maturity schedule
Principal coming due by year for CATERPILLAR INC, from the company's own SEC prospectus filings (424B) tracked by Sightfile.
| Year | Bond series maturing | Known principal due |
|---|---|---|
| 2029 | 1 | — |
| 2030 | 1 | — |
| 2031 | 1 | — |
| 2035 | 2 | — |
| 2036 | 1 | — |
| 2041 | 1 | — |
| 2042 | 2 | — |
| 2044 | 1 | — |
| 2049 | 1 | — |
| 2050 | 1 | — |
| 2055 | 1 | — |
| 2064 | 1 | — |
Coupons, seniority and prospectus links for each series are available inside the app.
Fails-to-deliver
The SEC's fails-to-deliver file for 2026-06-30 reports 6,523 failed-to-deliver shares ($5.39M) for CAT — an official data point published by the SEC, shown as reported.
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See full history, cross-references and alerts on SightfileData sources: SEC EDGAR (filings, 13F, FTD), aggregated by Sightfile. Page updated 2026-07-27.