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EQUUS TOTAL RETURN INC (EQS)

Institutional ownership, SEC filings and insider activity

SEC CIK 0000878932 · EDGAR filings · Updated 2026-07-02

EQUUS TOTAL RETURN INC (EQS) has reported institutional ownership of 0.9%, with 8 institutional managers holding positions valued at $230.9K per the latest 13F reporting period. SEC filings include an active notice of delisting or failure to satisfy a continued listing rule (8-K Item 3.01), substantial-doubt (going concern) disclosure per the filings.

Latest updates

• 2026-07-02 — Current report (8-K) filed
• 2026-06-23 — SCHEDULE 13D filed
• 2026-05-22 — Current report (8-K) filed
• 2026-05-20 — Quarterly report (10-Q) filed
• 2026-05-18 — Late-filing notice for quarterly report (NT 10-Q)
• 2026-05-12 — Current report (8-K) filed

Institutional ownership overview

According to SEC 13F filings tracked by Sightfile, EQUUS TOTAL RETURN INC has 8 institutional holders and institutional ownership of 0.9%.

Insider activity

Insiders reported 3 transactions (0 buys, 0 sells) across 2 reporting insiders, with a net reported value of $0.

Data flags from SEC filings

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