Companies › LPLA
LPL FINL HLDGS INC (LPLA)
Institutional ownership, SEC filings and insider activity
Sector: Financials · SEC CIK 0001397911 · EDGAR filings · Updated 2026-06-22
LPL FINL HLDGS INC (LPLA) has reported institutional ownership of 102.9%, with 759 institutional managers holding positions valued at $24.8B per the latest 13F reporting period. The company has 11 bond series in the registry.
Latest updates
- 2026-06-22 — Insider transaction reported (Form 4)
- 2026-06-17 — Notice of proposed sale filed (Form 144)
- 2026-06-15 — Insider transaction reported (Form 4)
- 2026-06-15 — Insider transaction reported (Form 4)
- 2026-06-08 — Insider transaction reported (Form 4)
- 2026-06-08 — Insider transaction reported (Form 4)
- 2026-06-08 — Insider transaction reported (Form 4)
- 2026-06-08 — Insider transaction reported (Form 4)
Institutional ownership overview
According to SEC 13F filings tracked by Sightfile, LPL FINL HLDGS INC has 759 institutional holders and institutional ownership of 102.9%.
| # | Institution | Reported value | % of tracked total |
|---|---|---|---|
| 1 | BlackRock, Inc. | $1.50B | 6.0% |
| 2 | Dodge & Cox | $1.25B | 5.0% |
| 3 | Boston Partners | $1.24B | 5.0% |
| 4 | MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | $1.17B | 4.7% |
| 5 | VANGUARD PORTFOLIO MANAGEMENT LLC | $1.16B | 4.7% |
| 6 | JANUS HENDERSON GROUP PLC | $1.10B | 4.4% |
| 7 | VANGUARD CAPITAL MANAGEMENT LLC | $1.08B | 4.4% |
| 8 | PRINCIPAL FINANCIAL GROUP INC | $793.2M | 3.2% |
| 9 | SAMLYN CAPITAL, LLC | $698.9M | 2.8% |
| 10 | Capital World Investors | $695.7M | 2.8% |
Full holder history and quarter-over-quarter changes are available inside the app.
Insider activity
Insiders reported 161 transactions (0 buys, 84 sells) across 19 reporting insiders, with a net reported value of −$7.55M.
Quarterly net insider value, as reported in Form 4 filings.
Debt profile
11 active bond series in the registry, coupons ranging 4.00%–6.75%, maturities through 2035, built from the company's own prospectus filings.
Debt maturity schedule
Principal coming due by year for LPL FINL HLDGS INC, from the company's own SEC prospectus filings (424B) tracked by Sightfile.
| Year | Bond series maturing | Known principal due |
|---|---|---|
| 2027 | 2 | $500.0M |
| 2028 | 2 | — |
| 2029 | 1 | — |
| 2030 | 2 | — |
| 2031 | 1 | — |
| 2034 | 1 | $500.0M |
| 2035 | 2 | — |
Coupons, seniority and prospectus links for each series are available inside the app.
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See full history, cross-references and alerts on SightfileData sources: SEC EDGAR (filings, 13F, FTD), aggregated by Sightfile. Page updated 2026-06-22.